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NEA Policy Statements
1. Academic and Intellectual Freedom and Tenure
in Higher Education
The National Education Association affirms that
academic and intellectual freedom in institutions of higher education
are best protected and promoted by tenure, academic due process, and faculty
self-governance. Such protection is enhanced by including-where possible-these
items in a collectively bargained contract enforced by binding arbitration.
NEA is concerned that certain patterns of hiring and retaining academic
faculty are undermining tenure. Examples of these patterns and practices
include: the widespread and excessive use of part-time faculty, misuse
of temporary contracts and renewable term ("rolling") contracts,
overly long probationary periods, and tenure quotas. These practices threaten
the job security vital to academic and intellectual freedom.
Intellectual freedom is a basic right of all citizens
and essential to preserving American democracy. In the terms of the 1940
"Statement on Principles of Academic Freedom and Tenure" (endorsed
by more than 100 professional and scholarly associations, including the
NEA's higher education department in 1950, reaffirmed in 1985) :
Institutions of higher education are conducted
for the common good and not to further the interest of either the individual
teacher or the institution as a whole. The common good depends on the
free search for truth and its free exposition.
Academic freedom is essential to these purposes
and applies to both teaching and research. Freedom in research is fundamental
to the advancement of truth. Academic freedom in its teaching aspect
is fundamental for the protection of the rights of the teacher and of
the student in freedom in learning.
Academic freedom also includes the rights of scholars
to publish freely the results of their research, to retain the rights
to their intellectual property, to participate in the governance of the
institution, to advance in their profession without fear of discrimination
and, when necessary, to criticize administrators, trustees, and other
public officials without recrimination. College and university faculty
and staff have the right to assist colleagues whose academic freedom and
professional rights have been violated. Tenure, academic due process,
and faculty self-governance promote stability, continuity, and a scholarly
environment on campus.
Practices vary, but most faculty members are
awarded tenure only after a rigorous peer evaluation of their teaching,
research, and service on specific criteria properly adopted by their programs
or departments, and general criteria adopted by the faculty of the institution.
During the probationary period, generally not to exceed seven years, untenured
faculty members should enjoy the same degree of academic and intellectual
freedom as their tenured colleagues and be made aware of the specific
and general criteria to be applied to their evaluation for promotion and
tenure. In this system, any attempt to legislate tenure criteria for an
entire state would be inappropriate and counterproductive.
Tenure may be defined as the expectation of continuing,
indefinite, and/or permanent appointment in the institution, granted subsequent
to the probationary period and extensive, objective peer and institutional
review. The locus of tenure should be the institution. The courts generally
recognize tenure as a right of property that under the Fourteenth Amendment
cannot be alienated from a faculty member except by academic due process
appropriate to the institution and for just cause. Academic due process
is usually a part of a system of faculty self-governance and evaluation
that has been established by faculty by-laws, constitutions, and collective
bargaining contracts. The courts have generally accepted a judicial form
of due process similar in most respects to legal proceedings before a
court of law. In such a proceeding, the burden is clearly on the administration
to prove beyond reasonable doubt that a tenured faculty member should
be dismissed or suffer serious sanction for incompetence or other just
cause.
Tenure and academic due process-when accompanied
by a proper system of faculty self-governance-protect the rights of all
faculty members, tenured or untenured. Tenure does not necessarily impose
a strict seniority system on a college or university to be followed if
financial exigency requires a reduction in the size of the faculty and
academic staff, unless the faculty and administration agree to such a
system. The tenure system should accommodate affirmative action goals
along with the need for academic integrity of programs and departments.
Academic appeals and grievance procedures should exist to eliminate capricious
and arbitrary decisions, as faculty members exercise the right to challenge
tenure and promotion decisions allegedly based on discrimination.
The excessive use of academic appointments on
temporary, nontenure track, and/or multiple long-term contracts undermines
academic and intellectual freedom, tenure, governance, and educational
quality. Faculty who are subjected to lengthy or continuous probationary
status are less likely ever to exercise freely their rights as citizens.
The excessive use of part-time faculty members
also undermines academic and intellectual freedom, tenure, governance,
and educational quality. These faculty members frequently work for substandard
compensation, without job security or recourse to grievance procedures,
under conditions that often place at risk the value of the education being
provided to their students. NEA reaffirms its resolution "Misuse
of Part-time or Temporary Education Employees."
Tenure quotas (arbitrary limits on the percentage
of tenured faculty) have a negative effect on the academic environment
of an institution. NEA supports all proper efforts for an institution
to seek and maintain academic excellence, but it opposes negative decisions
on tenure motivated primarily by a desire to retain budgetary "flexibility."
Academic excellence and rejuvenation of the faculty
may be enhanced by a variety of means without weakening the tenure system.
Faculty development plans designed to encourage professional growth must
be developed and implemented with faculty involvement. Faculty have a
responsibility to remain current in their fields to provide students
with a quality educational experience. Institutions may implement programs
to train faculty members to teach in other areas or to fulfill other important
roles at their institutions.
NEA encourages faculty members, administrators,
students, and governing boards to work within the current tenure system
when confronting the challenges, opportunities, and adversities of the
future.
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